UK - The Financial Services Authority (FSA) said it will bring in new rules under the forthcoming Financial Services and Markets Act if companies do not install internal whilstleblowing procedures to help prevent future "Maxwell-type" behaviour.
Speaking at the Securities Houses Compliance Officers Group conference Financial Services Authority (FSA) chairman Howard Davies discussed lessons learnt from the Maxwell Affair and its impact on ...
To continue reading this article...
Join Professional Pensions
- Unlimited access to real-time news, analysis and opinion from the industry
- Receive our in-depth monthly magazine in either print or digital format
- Access our Sustainable Investment Hub covering news and opinion from thought leaders in the ESG space
- Receive important and breaking news stories selected by the Editors in our daily newsletter
- Hear from industry experts and other forward-thinking leaders
- Receive a monthly members-only newsletter with exclusive opinion pieces from leading industry experts and a feature from the magazine in advance of its release date