The FSA has for the first time made public its damning indictments of an IFA and an insurance broker who it banned over occupation scheme transfers before a final decision has been made on the cases.
The FSA has published the decision notices for Stuart Unwin and Derek Wright ahead of a tribunal on their cases, under a power given to the regulator by Parliament in 2010. An upper tribunal wil...
To continue reading this article...
Join Professional Pensions
- Unlimited access to real-time news, analysis and opinion from the industry
- Receive our in-depth monthly magazine in either print or digital format
- Access our Sustainable Investment Hub covering news and opinion from thought leaders in the ESG space
- Receive important and breaking news stories selected by the Editors in our daily newsletter
- Hear from industry experts and other forward-thinking leaders
- Receive a monthly members-only newsletter with exclusive opinion pieces from leading industry experts and a feature from the magazine in advance of its release date