Advice firms that did not answer FCA DB probe could see permissions revoked
Financial advice firms that did not respond to the Financial Conduct Authority's (FCA) market-wide defined benefit (DB) transfer questionnaire could see their regulatory permissions revoked.
A freedom of information request by Professional Pensions' sister publication, Professional Adviser, revealed seven advice firms could not be contacted by the Financial Conduct Authority (FCA) as it tried...
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Industry raises significant concerns over FCA consultation on advising on pension transfers
The industry has raised serious concerns that Financial Conduct Authority (FCA) transfer advice proposals on illustrative figures could hamper schemes’ ability to help members to understand their retirement options and force many to take full regulated...
